|
Acknowledgements
Financial support for the production of this piece has
been provided by the Schmitt
Biomimetic Charitable Foundation through
a grant administered by The Bakken Library and Museum. I am especially
grateful to David J. Rhees, Executive Director of The Bakken, and
Kenneth Young, President of the Schmitt Foundation, for their generous
assistance and support. Ken, in particular, was extremely helpful
in providing material from the papers of Otto Schmitt in his possession
and a manuscript copy of a history of Otto's family and early
life, which he has written. I am also indebted to Ellen Kuhfeld of
The Bakken for technical guidance and general insight on Schmitt's
life and work, and members of the Schmitt Foundation Board of Directors
including Bill DeLaittre, Tom Moorhouse, Robert P. Patterson, and
Tom Young for support, information, and comments on an earlier draft
of this piece. Despite all of this generous assistance, the standard
disclaimer applies: errors of fact and interpretation are my own.
Also, I should make clear that my contract with The Bakken specified
that I had "final editorial control" over this piece. Jon
M. Harkness, 15001 64th Avenue North, Maple Grove, Minnesota
55311. A version of this piece was published in the journal Physics
in Perspective Vol. 1, No. 4, 2002 pages 456-490.
Introduction
Otto Herbert Schmitt had a talent for connections. In the
electrical sense, he was truly gifted at devising novel means for connecting
wires to create ingenious pieces of equipment. In the social sense,
he had a natural affinity for connecting at a personal-even frolicsome-level
with a wide variety of people. In an intellectual sense, he was able
to draw potent connections between disciplines-which others might
see as distinctly unrelated-to reach insightful conclusions. In
an almost mystical sense, he was willing to allow for the possibility
of connections between phenomena that many divide sharply into two
categories: normal and paranormal. Schmitt also correctly perceived
clear connections between his early personal experiences and his later
career and accomplishments.
Schmitt was born into a remarkable family in St. Louis in 1913-nine
years after the World's Fair held in that city to mark the centennial
of the Louisiana Purchase. As that grand exposition commemorated
the closing of America's western frontier, it simultaneously
celebrated the opening of new frontiers in science and technology,
including the wonders presented in the Fair's "Palace of
Electricity." A contemporaneous account entitled "Electricity
at the St. Louis Exposition" captured the excitement of the
event's electrical displays:
An exhibit of the progress in science and in invention of recent
years must necessarily include the progress in the use of electricity,
for it is around the latter that nearly all things pertaining
to either of the former center. Each year, too, sees the use
of electricity increased and improved upon more and more. Edisons,
Teslas, Marconis, Roentgens, inventors and investigators without
number startle us with new discoveries every year, and what the
future is to bring forth not even a dreamer like Jules Verne
can anticipate.1
Inspired by these early inventors and investigators, Otto Schmitt
spent much of his childhood experimenting with electrical phenomena.
He refined his natural talents and curiosity to become a fully trained
scientist at Washington University in St. Louis. But he would spend
most of his career 600 miles upstream at the University of Minnesota,
which straddles the banks of the Mississippi River as it passes through
the Twin Cities of Minneapolis and St. Paul. Throughout his long
and full life, Schmitt would employ his talents in electrical engineering-and
similar affinities for biology, physics, and mathematics-to
push the frontiers of knowledge. Along the way, he helped to forge
the new disciplines of biophysics and bioengineering, he inspired
others with his unusual creativity and breadth of knowledge, and
he dedicated himself to serving science and humanity-setting
aside many opportunities for material gain.
Family
| Otto's father, Otto Franz Johannes Schmitt,
possessed the drive of a self-made man and the love for learning
of an autodidact. He was born in 1876 in West Seneca, New York,
the son of a Lutheran minister and the seventh of nine children.
In 1885, at age nine, Otto F. lost his father to pneumonia and
moved with his mother and siblings to Red Bud, Illinois, where
they lived with his mother's older brother, another Lutheran
clergyman. Otto F. spent a few years in Red Bud, but, after completing
the sixth grade at age 12, he struck out on his own for bustling
St. Louis, about 40 miles northwest across the Mississippi River.
Otto F. scrabbled together a living by working a variety of odd
jobs in the riverside metropolis.2 One
anecdote from this period serves both to capture the essence
of Otto F.'s character and to introduce a prominent figure
in Schmitt family lore. Members of the Schmitt family recounted
this tale with regularity and relish: |
|

|
A late-life portrait of Otto H. Schmitt's
parents, Otto Franz and Clara Schmitt (reprinted
from Francis O. Schmitt, The Never-Ceasing Search,
p. 13).
|
|
From his youth, Father [Otto F.] was endowed with a powerful
body and unusual strength, coupled with great determination to
accomplish his objectives. On one occasion he was standing on
the levee of the Mississippi River when he observed several young
men throwing a dog in the river. When the dog swam out of the
river they threw him back in. My father, who loved animals, was
indignant. He said to one of the men, "If you throw that
dog in the river again I will throw you in." They did and
he did. . . . Those young men didn't know that, some years
hence, my father was to become champion amateur middleweight
wrestler in Missouri.
Observing the dog-throwing incident was a relatively old gentleman
sitting on the top of the levee. He was so pleased with Father's
behavior that he complimented him, introduced himself as Mr.
[Jacob] Siler and said that he would like Father to visit him.
. . . He had been a photographer, and possibly a secret agent
with the Union Army during the Civil War, one result of which
was the loss of one arm during the conflict.3
The worldly and wise Siler became a mentor to fatherless young Schmitt,
Siler would remain a family friend for years to come, and Otto F.
would eventually become the executor of Siler's will when the
veteran died in 1925.4
By age 18, Otto F. had gathered sufficient resources to purchase
a house in St. Louis, where he invited his widowed mother and a younger
sister (both named Anna) to join him. Sister Anna soon introduced
her brother to a young woman named Clara Senninger, who had just
graduated from St. Louis's Central High School at the top of
her class. Washington University in St. Louis had awarded Miss Senninger
a four-year scholarship in recognition of her academic promise-at
a time when few men and even fewer women attended college-but
she sacrificed this opportunity so that she could work for her father,
who owned a decorating and painting business. In 1900, Otto joined
Clara in matrimony and Clara's father in business. Two years
after the formation of Senninger & Schmitt Wallpaper & Painting
Company, the senior Senninger died, but Otto and Clara carried on
with the business. In 1904, the enterprise had prospered to the point
where they were able to buy a large two-story building covering two
lots on California Avenue in South St. Louis. For decades to come,
this building would serve dually as home and business place for the
Schmitts. Husband, wife, children, a changing variety of extended
family members, and a few long-term employees (who were treated as
family members) worked in the first-floor painting and decorating
establishment. The second floor became the family home-and on
6 April 1913 the birthplace of Clara and Otto's third and final
child.5
Early Years
| Otto Herbert Arnold
Schmitt weighed twelve pounds at birth and possessed a hearty
constitution to match his size.6 Seventy-eight
years later, in 1991, he was asked "Who are you?" and
replied, "I'm an accident"-a typically mischievous
but probably accurate response.7 When
baby Otto joined the Schmitts, his brother, Francis, was almost
ten; his sister, Viola, was nearly eleven; his mother was 35;
and his father was 37. Young Otto-or Junior, as he was called
at home-was a precocious child, and his natural talents
were nurtured by the combination of counsel and indulgence often
reserved for a late, unexpected addition to a family. |
| A photograph of the Schmitt
children, left to right: Francis, Viola, and Otto (courtesy
of Kenneth and Thomas Young). |
|
| Otto began kindergarten in the fall of 1918 at
age five, walking to Garfield Elementary School a few blocks
from his home. He compressed third and fourth grades into six
quarters (rather than the standard eight), which allowed him
to complete eighth grade in December 1926 and graduate from elementary
school a semester earlier than usual.8 At
around the time he was speeding through third and fourth grades,
Otto received a postcard from his father's old friend Jacob Siler.
Siler, who was then in his seventies, had evidently come to recognize
young Otto as an especially bright child. The postcard notified
'Master Otto Schmitt, Jr.' that Siler 'would welcome [Otto's]
presence to discuss scientific and philosophical topics.' The
initial invitation evolved into a regular Saturday afternoon
routine, with Otto eagerly lapping up the attention and insight
of this fascinating and knowledgeable character. Otto's parents
were generally supportive of his intellectual activities (and
they did grant Otto permission to meet with Siler), but they
were philosophically cautious by comparison with the old man.
For example, Otto F. and Clara were deeply committed members
of the conservative Lutheran Church-Missouri Synod; Siler, by
contrast, devoted some of his Saturday discussions with Otto
to comparative theology. Decades later, Otto specifically recalled
these theological sessions as especially significant in broadening
his worldview. As a mature man, Otto frequently turned to his
tales of time spent with Siler to explain his wide interests
and love for learning (see Sidebar 1).9 |
|
Otto H. Schmitt's
eighth-grade graduation portrait (courtesy of
Kenneth and Thomas Young). |
|
Sidebar
1: An Influential Mentor
| Siler once
talked about money and savings and then gave Otto a
$100 bond if he would be willing to take it home and
begin a savings account. They discussed chemistry,
physics, religion, one subject after another. Siler
fed Otto information about all sorts of things; perhaps
more important, he stimulated his curiosity even more
regarding the world about him. As an adult Otto was
still continually asking penetrating questions, with
an open mind, probing, searching for explanations,
wanting to be convinced and then going on to the next
subject. Jacob Siler played a vital part in Otto's
childhood development although he dealt with him only
a few years as a child. |
| A photographic
self-portrait of Jacob Siler taken in 1904
(from the Siler materials in the possession
of the Schmitt Biomimetic Charitable Foundation). |
|
Otto was only twelve when Siler died in 1925. But Siler's
will directed that Otto be given the first choice and be
allowed to select one hundred books from Siler's library.
Otto kept some of these books all his life as well as many
photo plates and other memorabilia and artifacts."10
|
As a young boy, Otto also fell under the influence of his paternal
grandmother, who continued to live with the family until her death
in 1920, when Otto was almost seven. Indeed, she may have affected
him more in death than in life. As Otto prepared himself for a day
of first grade on the morning of 1 February 1920, his father informed
him that he should not go to school because "Grossmutter" was
gravely ill. Otto retired to his room while some other family members
maintained a vigil at the bedside of the elderly woman. Alone in
his bedroom, Otto received a visit from Grossmutter, who offered
him a final farewell filled with love and reassurance. Later that
day, Otto's father broke the news of Grossmutter's death,
but Otto replied that he had already learned of her passing from
the visit she had made to his bedroom. His father explained, in turn,
that Grossmutter had never left her bed that day. Later in life,
Otto Schmitt would often credit this experience for his persistent
belief in an afterlife and his lifelong willingness to consider the
authenticity of other so-called paranormal phenomena.11
The Schmitt building on California Avenue was full of energy and
hard work during Otto's youth. Operating hours for the first-floor
decorating business ran from 6:00 a.m. to 9:00 p.m., and Father and
Mother Schmitt contributed jointly to the enterprise-which meant
minimal separation between work and family life. Otto F. and Clara
Schmitt also engaged in significant activities beyond those associated
with running a business, maintaining a household, and raising children.
Father Schmitt bred and trained dogs, particularly Great Danes, which
he showed at numerous competitions around the country. Clara Schmitt
employed her organizational skills on behalf of the Lutheran Church,
eventually serving as founding president of the national Lutheran
Women's Missionary League in the early 1940s.12
Otto began attendance at Roosevelt High School in January 1927.
In the spring of that year, his talented older brother, Francis,
received a doctoral degree in physiology after several years of study
at local Washington University. Later that summer, Frank Schmitt
embarked on a two-year scientific sojourn that included postdoctoral
appointments at the University of California in Berkeley, University
College in London, and the Kaiser-Wilhelm Institute in Dahlem, Germany,
just outside Berlin.13 Years later Otto
would often declare that he had skipped his final year of high school
so that he could join Frank in Germany. For example, in 1991 he told
an interviewer, "I am a high school drop out. I've never
graduated from high school, because my brother was going as a post
doctoral [student] to the Kaiser-Wilhelm Institute (now Max Planck
Institute) in Berlin to study Biology, and so instead of finishing
high school we went there."14 Judged
against documentary evidence, Otto's recounting of his high
school career is inaccurate, but his revision contains important
kernels of truth: Otto must have been inspired by the globetrotting
scientific exploits of his older brother, Otto quite certainly learned
more from Frank than the teachers at Roosevelt High School during
his final year at that institution, and Otto did leave high school
before he received a diploma.
| After completing his fifth semester at Roosevelt
High, Otto embarked on a ten-week vacation to Europe with his
parents during the summer of 1929. The threesome sailed from
New York on 4 June, landed in London a week later, and spent
the second week of the trip winding through Britain, Belgium,
and Holland en route to Berlin to see Frank, who was at the Kaiser-Wilhelm
Institute. The exact length of young Otto's stay with his
older brother in Germany is unclear, but the visit could not
have lasted more than a few days. After Berlin, Otto and his
parents traveled to more than twenty additional European cities
before they rejoined Frank in Bremerhaven on 9 August and sailed
back across the Atlantic together on the same ocean liner. After
some east coast deviations, the Schmitts arrived back in St.
Louis on 31 August 1929.15 |
| The 1929 passport photograph
of Otto and his parents (courtesy of Kenneth and Thomas
Young). |
|
Otto re-entered Roosevelt High School for the fall semester of 1929-without
missing a day of school due to his European tour-and Frank returned
to Washington University, his hometown alma mater, to assume a new
position as assistant professor of zoology. The appointment held
extra appeal for Frank because the zoology and botany departments
had moved into a new building that same fall. But with the excitement
came challenge: while Frank had ample space in his new quarters,
he was almost completely without laboratory equipment. He turned
to his sixteen year-old-brother for help. Otto Herbert Schmitt was
nothing short of a prodigy with electrical instruments. Otto's
genius for gadgeteering (his term) had some early practical manifestations
in Frank's new laboratory, where his older brother credited
him with constructing "highly original and very effective instrumentation."16 (Sidebar
2 offers a glimpse of another early-if less practical-outcome
of Otto's facility with electrical equipment.) In return, Frank
was able to offer his kid brother the excitement of participating
in real scientific research, along with access to the high-quality
libraries of Washington University.
Sidebar
2: Hair-raising Adventures
Some of Otto's early adventures with electricity were
hair-raising-literally. This tale probably dates from
Otto's final year in high school, 1929-30, and
demonstrates his sense of adventure, his love for mischief,
and his lifelong fascination with another polymathic electrical
inventor, Nikola Tesla:
"You know how kids get a little money for gifts?
I saved up my Christmas presents and bought a second-hand
pole pig for $25.00. That's a 2000-watt line transformer
that goes out on the power pole and steps down the 2000
volts to 110 or 220. I discovered that if I climbed onto
the pole and moved the wires so that the line for my father's
store ran into our house, I had 220 volts in my room. When
I connected the thing in parallel for 110 volts, I found
that this transformer was sturdy enough so that, for a
few minutes, it would take 220 volts on its 110-volt output
and step it up not to 2200, but to 4400 volts at about
5 kilovolt-amperes.
"With 5 kilovolt-amperes, a rotary spark gap, and
a suitable coil, you've got the makings of some really
high-voltage stuff. And so, I made my own Tesla coil, using
automobile starter cable for the primary winding. I wound
the secondary coil with number 40 silk covered wire and
connected them in series. The question now was how to tune
the transformer to the right frequency. How do you tune
that much current at that voltage?
"I simply borrowed my mother's dishpan, put
mason jars in it with lead electrodes in them and added
salt water. I tuned the thing by adjusting the amount of
saltwater until it resonated. To lower the frequency, add
a little saltwater; to raise it, take some away. Once in
resonance, that thing really went.
"I needed a rotary spark gap, so I placed some electrodes
around a thick old Edison phonograph record and ran it
with a motor I had rewound. The thing roared around and
broke the gaps and produced about 200,000 volts at 150
to 200 kilocycles. It was great fun.
"What was marvelous was to assemble an insulated
stool, made by placing a breadboard atop four big, strong,
old milk bottles, then another layer of milk bottles, and
another breadboard. I carefully crawled onto the stool
and placed my hand on the ball, and oh, boy, was that ever
fun! Your hair stood on end, sparks a couple of inches
long came out of your nose and ears and off the tips of
your fingers.
"I demonstrated this to my pals, who turned out the
lights to better see the sparks. My mother heard the roar
of the spark gap and came in to investigate. When she opened
the door and found me standing there surrounded by fire,
she fainted dead away. I was in the doghouse for awhile,
but at least I had my 200,000-volt Tesla coil."17 |
Washington
University
While Otto toiled with electrical apparatus in Frank's
laboratory, his talents were on display for other faculty members
to see. According to Frank's recollection, Professor Arthur
L. Hughes, head of the Washington University physics department,
who sometimes stopped by Frank's lab, "couldn't understand
why so brilliant a student [as Otto] should still be in high school." Hughes
suggested that Frank should inquire with the administration about
early admission for Otto to Washington University, and Hughes offered
his personal support for Otto. Frank approached the dean of the College
of Liberal Arts, who agreed that Otto could enroll for the fall semester
of 1930, if he passed a series of entrance examinations. In the spring
of 1930, near the end of his seventh high school semester (or just
after the completion of classes at Roosevelt High-the exact
timing is unclear), Otto embarked on an intense period of study for
these exams. He had the assistance of an illustrious assemblage of
tutors from the faculty at Washington University, including Lee DuBridge
in physics (who later went on to serve as president of Cal Tech). 18
Otto passed these tests in impressive fashion and began classes
at Washington University on 18 September 1930-one semester shy
of his high school diploma.19 He was
positioned for multi-disciplinary study from his first day as a college
student: he had a clear affinity for physics, electronics, and mathematics;
he had had an opportunity to work with (and, no doubt, wanted to
keep up with) his big brother, the physiologist; and his natural
curiosity and love for learning had been fired to an intense glow
by childhood experiences such as his meetings with Jacob Siler. Frank
recalled his brother's remarkable undergraduate years in the
following (somewhat understated) terms:
As an undergraduate in college [Otto] made his headquarters
in one of my labs and quite naturally, therefore, he was aware
of the kinds of experimental work I was doing and how he could
be helpful. We published a number of papers together, although
most of his papers were published by himself alone.20
| In fact, eight publications arose from Otto's
undergraduate work (Frank co-authored five of them). Otto's
first publication, "A Vacuum Tube Method of Temperature
Control," appeared in the 13 March 1931 issue of prestigious
Science magazine, during the second semester of his freshman
year-24 days before his eighteenth birthday.21 Otto
received his A.B. degree, with majors in both zoology and physics,
from Washington University in June 1934 and moved seamlessly
on to graduate study at the same institution in the same two
departments. For several years Frank had been applying "biophysical
and biochemical methods" to the study of "the molecular
organization of cells and tissues with particular reference to
nerve fibers."22 For his graduate
research, Otto took this general topic as a starting point and
moved off in his own direction. Employing his talents in electrical
engineering, Otto developed a complex electronic device to mimic
the generation and propagation of action potentials along nerve
fibers. |
| Frank (left) and Otto Schmitt
as young men (reprinted from Francis O. Schmitt, The
Never-Ceasing Search, p. 115). |
|
Frank later offered an especially crisp description of
this piece of equipment: "Attached to a vertical relay rack
were 15 units in each of which the electrical parameters, e.g.,
resistance, capacity, voltage gain, etc., could be separately
adjusted. The output of each unit was fed into the next unit
so that, when spread across the face of an oscilloscope tube,
one saw a curve ('artificial action potential'), the
shape and other characteristics of which were depicted on the
tube."23 |
| Otto Schmitt (seated, center)
with the relay rack he constructed as a graduate student
at Washington University. He is shown with others including
his brother, Frank, on his immediate right (reprinted
from Francis O. Schmitt, The Never-Ceasing Search,
p. 96). |
|
Otto's detailed report on the design, construction, and function
of this remarkable apparatus served as his doctoral thesis, which
he defended on 19 May 1937 before a diverse 18-member examining committee,
which included Arthur L. Hughes, the head of the physics department,
who had championed Otto's early admission to Washington University
seven years earlier; Caswell Grave, the head of the zoology department;
and big brother, Associate Professor F. O. Schmitt. Otto finished
his career at Washington University with a Ph.D., majoring in both
physics and zoology and with a minor in mathematics.24
As Otto put the finishing touches on his thesis, he also submitted
for publication several brief reports on electronic innovations that
he had designed during his doctoral research. At several junctures
during his struggle to imitate nerve impulses with electrical equipment,
Schmitt had drawn on his considerable powers of invention to develop
some new types of electrical circuitry. One of these devices was
the differential amplifier, which has become a basic instrument in
the recording and measurement of biological potentials.25
Postdoctoral
Years
During his final semester of graduate school, Otto successfully
applied for a National Research Council fellowship to fund a year
of postdoctoral study in the laboratories of Professor A. V. Hill
at University College in London. Hill had won the Nobel Prize for
Medicine in 1922, was secretary of the Royal Society, and was widely
recognized as a founder of biophysics, which was then emerging as
a scientific discipline. Otto was again, to some extent, following
in his brother's foot steps. When Frank had finished his Ph.D.
ten years earlier, he had also received a grant from the National
Research Council to fund his postdoctoral research, which had included
a period of study at University College.26 Hill
had visited Washington University in October 1936 (quite likely at
Frank's invitation), and Otto had seized the opportunity to
discuss his doctoral research with the esteemed English guest. In
May 1937, Otto began a letter to Hill by referring back to that conversation.
He went on to report that he had been granted an NRC postdoctoral
fellowship and that he hoped to use this funding to work with Hill:
Since yours is the laboratory in which so much of the fundamental
work on the nature of the nerve impulse is being done, I should
like very much to come there for the next year to continue with
my present investigations or to work on some related problem
under your direction, should you be willing to have me do so.
To this end I have applied for, and have been granted, a National
Research Council Fellowship. . . . I could leave here as early
as the middle of August should that be desirable, but tentative
plans have been made to work at Woods Hole this summer and this
would make it more convenient to arrive in late September.27
Hill agreed to Otto's request and allowed the young American
to move forward with his plan for a late summer research stint at
the Woods Hole Marine Biological Laboratory on the Cape Cod coast.
Frank had worked at Woods Hole during several previous summers, and
the brothers were eager to go there together to use Otto's new
electrical apparatus on the unusually large nerve axons of squid,
which were abundantly available at the seaside research center. The
brothers did not know it at the time, but these weeks in Woods Hole
would be their last opportunity to carry out research together.28
| However, before Otto traveled east he established
a partnership with Viola Elise Muench, who would stand by his
side in matrimony- and in many laboratories-for decades
to come. Viola, another St. Louis native, had entered Washington
University in the fall of 1930, the same time as Otto, and the
two soon met while taking mathematics courses together. Viola
received an A.B. with a major in Latin in 1934 and stayed on
to earn a Master's degree in mathematics in June 1935, after
a year of graduate study. While Otto remained at Washington University
for two additional years to finish his Ph.D., Viola moved about
100 miles north to teach high school Latin and mathematics in
the small town of Mendon, Illinois, just east of the Mississippi
River. Viola returned to St. Louis in the summer of 1937 to live
with her parents, to help Otto with his work, and to prepare
for marriage on August 1st.29 The
hours surrounding the wedding rites would foreshadow their remaining
years together. According to Otto's recollection, Viola
had been up with him the entire night before their marriage to
help break down his electrical equipment so that it could be
loaded into his DeSoto; when they finished the job around 6 a.m.,
he dropped her off at her parents' house; he went to pick
her up again at around noon for the ceremony, which was held
at his parents' place; and that afternoon the newlyweds
left for Woods Hole to join Otto's brother for a honeymoon
of scientific investigation.30 |
| A wedding portrait of Viola
and Otto Schmitt (courtesy of Kenneth and Thomas Young). |
|
After several successful weeks of research at Woods Hole, Otto left
his brother and crossed the Atlantic with Viola, arriving in London
in late September 1937 as planned.31 Otto
set to work at University College, where he was "allowed full
participation" in A.V. Hill's "program studying nerve
and muscle quantitatively."32 During
the early months of his stay in England, Schmitt also applied himself
to the task of preparing some additional reports for publication
on the technical novelties he had contrived during his graduate work.
One of the reports he prepared in England concerned a device that
he initially called the "thermionic trigger." This ingenious
piece of circuitry was soon eponymously relabeled the "Schmitt
trigger" and has perhaps brought Otto Herbert Schmitt his most
lasting fame. The abstract for Schmitt's original report on
the thermionic trigger published in the January 1938 issue of the
Journal of Scientific Instruments encapsulates the essentials of
the innovation:
A simple hard valve circuit is described which provides positive
off-on control with any desired differential from 0.1 v. to 20
v. Less than 10-6 amp. is required at the input, but up to 20
ma. at 200 v. is available in the output. Either positive or
negative control is possible. The operation cycle occupies about
10 m sec. Applications to cathode ray oscillography, to "thermostating" and
to lighting control are illustrated.33
 |
A diagram of the Thermionic or Schmitt
trigger (reprinted from the Journal of Scientific
Instruments, vol. 15, January 1938, p. 25).
|
Schmitt suggested in this abstract that his trigger would have multiple
applications; the many ways in which electrical engineers and-later-computer
designers have employed the Schmitt trigger have amply confirmed
this prediction.
While in England, Schmitt worked closely with several other researchers
who had gathered around Hill's laboratories at University College,
including Bernhard Katz, J. Z. Young, William A. H. Rushton, Alan
Hodgkin, and R. J. Pumphrey. The locus of research occasionally shifted
to the Marine Biological Station at Plymouth, where Schmitt and his
collaborators could gain easy access to squid, whose giant axons,
he later mused, were "obviously evolved by nature to promote
basic nerve science." Schmitt also drew on Hill's patronage
to obtain admission to the weekly sessions of the Royal Society.
While dressed in the requisite tie and tails for the meetings of
this venerable scientific body, Schmitt rubbed elbows with many of
the leading figures of the scientific world. 34
As Schmitt's year of support from the National Research Council
was drawing to a close, Hill found funds to keep the bright young
American at University College for an additional year of research.
With some deft tugs from Hill on various political strings, Schmitt
was awarded a Sir Halley Stewart Research Fellowship, the ostensible
purpose of which was the "alleviation of human suffering and
the propagation of religious knowledge."35 Meanwhile,
Frank Schmitt was back in St. Louis attempting to pull his own strings
to find a faculty position for his brother at Washington University.
Frank did not find success in his local efforts, but he encouraged
colleagues at the University of Minnesota, who were interested in
establishing a biophysics program, to pursue Otto.36
To Minnesota
In February 1939 Otto received a letter from Dean John
Tate, "the grand old man of physics at Minnesota," containing
an official offer to join the University of Minnesota faculty as
an instructor, with dual appointments in the departments of zoology
and physics, beginning in the fall of 1939. Otto accepted the Minnesota
position, and he and Viola sailed from England on 18 August as winds
of war swirled in Europe; they landed in New York on 26 August-six
days before Hitler's forces invaded Poland.37 Four
decades later, Schmitt offered an assessment of his initial appointment
and the intellectual setting he found upon his arrival:
I was invited to come as instructor in Zoology and Physics.
. . . The appointment was already identified with Biophysics,
with fully symmetrical membership in both departments, reporting
jointly to Dwight Minnich [zoology] and J. W. Buchta [physics],
heads respectively of the two departments. Limited office
and laboratory facilities were provided in both departments
and a
teaching and research program on nerve axon, membrane electrophysiology
and biological ultrasonics was initiated with a substantial
undergraduate teaching load to earn my $2500.
There was already important Biophysical research and development
at Minnesota in several widely scattered locations and subdisciplines.
Karl Stenstrom pursued an active research in Radiation Biophysics,
E. J. Baldes was well established in Biophysical research at
Mayo and was fully cooperative in building an integrated faculty
group including Mayo. Earl Wood was already distinguishing himself
in Biophysics-Bioengineering at that time with his giant flywheel
human-rated "G" tester. C. F. Code and Julia Herrick
willingly participated. Burr Steinbach-general physiology-and
Maurice Visscher in human physiology, who was one of the instigators
of the plan, also conferred their blessing on the formation of
a loose graduate Faculty Confederation to consolidate Biophysical
Science academically at Minnesota.38
A month into his first semester at Minnesota, Otto confided in a
letter to his brother that he was teaching full time and had "little
prospect of getting much done this year."39 This
contemporaneous account offers a more gritty glimpse of the experiences
of a first-year teacher with instructor status at a large university-especially
a young scientist undergoing a transition from two years in the rarefied
atmosphere of a prestigious European research laboratory.
In the spring of 1941, during Otto's second academic year at
Minnesota, Frank Schmitt would play an instrumental role in hoisting
his brother from the lower rungs of the academic ladder. Frank, whose
career had been flourishing in St. Louis, was being courted by the
Massachusetts Institute of Technology to come to Boston to head the
MIT biology department "and to bring to that department the
study of life science as nearly as possible at the molecular level." As
Frank later retold the story, "one of the desiderata that [he]
had stipulated when considering the MIT position was that Otto be
offered a position at MIT on a tenure track." As a result, MIT
officials from the departments of physics and electrical engineering
invited Otto to Boston for a visit, and Otto was soon offered assistant
professorships in both departments.40 In
mid-March 1941, Otto informed J. W. Buchta, the head of physics at
Minnesota, about his attractive offer from MIT. Buchta asked Otto
to wait a day before accepting and sprung into action to avoid the
loss of this promising young talent. One day later, Buchta was able
to counter MIT by offering Otto tenure as an associate professor
(skipping past the rank of assistant professor), a 28% pay raise,
tripled research funding, and guaranteed support for two graduate
students.41 The administrators at MIT
caught wind of Minnesota's counter-offer and asked Frank if
he wanted MIT to pursue Otto further. Frank decided that the time
had come for Otto to strike out on his own:
After thinking about it for some time, I made a decision that
would very importantly affect the careers of both Otto and myself
for the rest of our lives. I felt that Otto would be best served
by being completely independent of me and of the kind of work
in which we had been so closely collaborating. I advised [MIT]
that I had nothing further to suggest.42
Otto happily accepted the Minnesota offer, and Frank merrily went
on his way to MIT. The two brothers would maintain close contact
over many years to come, but the maneuverings that brought Otto tenure
would, in a sense, be Frank's last act as a big brother. From
this point forward, Frank and Otto's association shifted toward
a relationship between equals.
War Work
During the same month that Otto leaped from instructor
to associate professor at Minnesota, he received a letter from Vannevar
Bush appointing him as an "Official Investigator" for the
National Defense Research Committee "in connection with the
contract between the Committee and the University of Minnesota."43 In
June 1940, President Franklin D. Roosevelt had established a federal
organization under Bush's leadership to coordinate and fund
scientific work that held potential for military application. This
federal entity was known as the National Defense Research Committee
(NDRC) during the first year of its existence; in June 1941, the
NDRC evolved into the Office of Scientific Research and Development
(OSRD) with greater power and funding-Bush's hand remained
firmly at the helm of American science throughout the war to come.
According to Schmitt's recollection, his "biophysical
science missions had to be mothballed" soon after he received
Bush's letter. Instead, he set to work on developing "solid
state electronic controls and measurements via the Uranium Semiconductor
Thermistor strategy" as part of the NDRC contract with the University
of Minnesota. Schmitt underwent investigation by the FBI to gain
security clearance, and his highly classified research at Minnesota
took place in new "'secure' laboratory quarters in
the sub-basement" of the Physics Building, where, in Schmitt's
words, "we had the bare earth floor concreted and built a 'Dungeon.'" By
this point, Viola had become a valuable-yet unofficial-research
assistant for Otto; however, the strict standards of secret military
research did not allow for informal participants. And Minnesota's
anti-nepotism rules, which were then common at universities, made
hiring Viola a tricky proposition. Otto later recalled a clever-if
rather exploitive-solution to this conundrum: "my wife
had to be hired on the project in order to obtain military clearance
but at a salary of zero dollars per year to meet Minnesota nepotism
rules."44
John Tate, the prominent physicist who had brought Otto to Minnesota
in the fall of 1939, had, meanwhile, taken a leave from the university
to head the OSRD division for antisubmarine warfare research. Soon
after the official entry of the United States into the war in December
1941-with German U-boats sinking American ships on the Atlantic
at a devastating rate-Tate called Schmitt to join his research
team. In late January 1942, Schmitt was granted a leave of absence
from Minnesota so that he could answer Tate's call. Otto initially
moved to Rhode Island near Quonset Point Naval Base, where a group
of PBY "Catalina" amphibious bombers were based. Tate had
come to know Schmitt's amazing facility with electrical engineering,
his unusually creative approach to problem-solving, and the young
investigator's broad scope of scientific knowledge; he must
have been optimistic that Schmitt would make valuable contributions
to the crucial technical challenge of finding Nazi submarines as
they lurked beneath the surface of the Atlantic. Schmitt quickly
proved his worth. As he later recalled: "Within one month we
were able to get into the air working MAD prototype detector systems
depending upon sensing the tiny magnetic anomalies in the earth's
field due to the presence of a steel submarine."45 Schmitt's
central role in developing the MAD (Magnetic Anomaly Detector or,
sometimes, Magnetic Airborne Detector) system is especially impressive
given that he had previously shown no particular interest in terrestrial
magnetism.
| Over the next few months, Schmitt worked to further
refine MAD devices along the way, he learned to fly the Navy
PBY aircraft in which the prototype MAD components were installed
for testing. Occasionally, he went on actual missions over the
Atlantic in bombers outfitted with equipment he had designed.
In the summer of 1942, Schmitt and a few of his early wartime
colleagues transferred to Mineola, Long Island, to form the core
staff of a new, top-secret research facility, the Airborne Instruments
Laboratory (AIL). |
| An exterior photograph
of the Airborne Instruments Laboratory in Mineola,
New York (reprinted from Newsday, 24 April 1946,
p. 24). |
|
Sometime in the midst of this move, Otto convinced AIL
administrators that his wife would make a valuable addition
to the research staff. In early June 1942 Otto wrote to Viola
suggesting the plan. She left Minneapolis for Mineola at
the end of the month-no doubt eager to join her husband
in the lab and in the house he had leased just down the road
from the AIL building. Initially, she was the only woman
on a research staff of more than one hundred; by the end
of the war, only one additional female would join the AIL
ranks.46
|
| Viola Schmitt working at
AIL (reprinted from Newsday, 24 April 1946,
p. 24). |
|
| As 1942 wore into 1943,
the menace of Nazi submarines diminished in the Atlantic-largely
due to the effectiveness of MAD systems mounted in many American
bombers. Otto, who was named supervising engineer in charge
of the AIL Special Devices Division, turned his talents toward
myriad other technical projects of a military nature. A full
accounting of Schmitt's work during this period is difficult
because of the vale of secrecy that shrouded his efforts, but
a few examples serve to capture the broad scope of his engineering
labors. |
| Otto Schmitt (right)
examining a piece of equipment with an AIL colleague
(reprinted from Newsday, 24 April 1946,
p. 24). |
|
Otto developed "deGaussing" techniques to minimize the
magnetic signature of a ship, which reduced detection by the enemy
and diminished the threat of magnetically activated mines; he designed
a realistic flight simulator that was eventually used to train hundreds
of naval aviators; he devised radio antennas for high-speed aircraft
that functioned without creating excessive aerodynamic drag; and
he worked on techniques to jam enemy radio signals (see Sidebar 3).
Sidebar 3:
Unconventional Warfare
Otto Schmitt's 1994 recounting of this tale from his
wartime days at Airborne Instruments Laboratory shows that
he brought his sense of creative mischief even to the deadly
serious business of air combat:
"How do you prevent a several thousand watt radar station from communicating
with its fighter pilots, directing them as to where to find our bombers? Our
bombers had only a little transmitter in them. What should we modulate those
transmitters with to keep the fighter planes confused?
"I came up with a very simple solution to this, which worked remarkably
well. Wire recorders were brand new then; it was before tape recording. We
had our people go to the various military camps and get the dirtiest barracks
stories (and apparently military people have the filthiest of all possible
stories),
translate them into German, wire record them, and use that on the wavelength
of the [German] instructions on where to find the [American] bombers. And
those fighter pilots just couldn't avoid listening to that filth; they just couldn't
listen to their instructions with those stories going on. It worked. It gave
us about a 20 dB advantage over just plain, sheer noise."47 |
| Schmitt also worked on the development
of a device that enabled the visual presentation of electronic
data in three dimensions through stereoscopic viewing of side-by-side
cathode-ray oscilloscopes. Otto-with mathematical assistance
from Viola-configured this apparatus to work in conjunction
with radar, allowing for the three-dimensional display of radar
images from a variety of perspectives. An article on the invention
published in the St. Paul Pioneer Press after the war
offered the following explication of the complex machine: |
| Otto Schmitt peering
into an instrument employing side-by-side cathode-ray
oscilloscopes (reprinted from the St. Paul
Pioneer Press, 18 June 1948). |
|
Schmitt's invention, coupled to radar . . . will not only
allow the radar to pick up the oncoming airplane, but it will
move its point of vision and take a look at the plane from all
angles.
All this is done by the turning of a few dials. . . . From then
on the electric mind of the apparatus whirls into action and
in a split-second performs difficult problems of mathematics.
In turning the dials, the operator actually tells the machine
the location from which he wishes to view the plane. The result
is a three-dimensional picture seen from the point the operator
has chosen.
This mobility allows the observers viewpoint to change so that
he can: Look down on the plane from above, up from below, or
to move over and take a look from alongside.48
Schmitt was eventually granted numerous patents for inventions he
contrived while working at AIL. He assigned his rights for these
patents to the United States government, and he presumably filed
the applications at the insistence of AIL administrators. Schmitt
himself had been granted one previous patent during his final semester
as an undergraduate at Washington University. He later reported to
a colleague that an unpleasant run-in with a bullying lawyer from
a corporation, which he believed was infringing on his patent, had
soured him on the arduous patent-application process.49 His
attitude toward patents also draws attention to a fundamental aspect
of Schmitt's character: he was emphatically not motivated by
dreams of wealth. Two comments made by Schmitt later in life serve
to further emphasize this important point:
I invent to accomplish a job, perform a task. If I wanted to
make money off these things, I'd have to go into business,
and I don't want to do that.50
and
I've never wanted to be a businessman. I didn't want
to make money; I always wanted to advance ideas. I could have
made a lot of money by starting business, but I did not want
to.51
When World War II ended in August 1945, AIL did not cease operation.
On 1 September 1945, the government-owned research facility became "AIL,
Inc."-a privately held corporation. But AIL administrators
had established this private enterprise largely at the urging of
high-ranking Navy officials who predicted-correctly-that
military competition with the Soviet Union would quickly replace
World War II as a national defense emergency.52 Without
making a move, Otto and Viola switched from war research to cold
war research. Otto summarized his situation in a letter dated 30
September 1946: "Military pressure to continue and to complete
certain phases of this work did not ease with the end of the war
but instead has increased sharply during the last few months and
it is because of this declared urgency that I am still at the Airborne
Instruments Laboratory."53
Back to Minnesota
Toward the end of 1946, Otto and Viola finally arranged
to extract themselves from AIL and made preparations for a March
1947 return to Minnesota.54 J. W. Buchta,
who remained head of the physics department at Minnesota was, of
course, aware of these plans. Editors at the Minneapolis Star decided
to prepare a piece for the paper's 1947 New Year's Day
edition centering on a pair of questions that epitomized widespread
anxieties of the new Atomic Age: "Will science, during 1947,
uncover new instruments to push civilization closer to the precipice
of destruction?" and "How will researchers in the field
of physics-who developed the atomic bomb-fare in the new
year?" A reporter from the Star approached Buchta for comments
on these questions. In general, Buchta predicted a bright-and
peaceful-future for physics. In particular, he pointed to the
growing relationship between physics and medicine as the "most
hopeful augury for the future" of physics. As a "signpost" of
this trend, Buchta referred specifically to "the approaching
return of Dr. Otto Schmitt to the university faculty under a unique,
joint appointment in biology and physics." The reporter drew
a sharp contrast-with some help from a typesetter inclined toward
the use of boldface-between Schmitt's wartime work and
his impending return to Minnesota:
Schmitt has been on leave of absence for four years during which
he has been associated with many major military developments.
When he resumes his university work, he will devote his efforts
to strictly affirmative pursuits to help mankind.55
If financial security had been the primary concern of Otto and Viola
Schmitt, they almost certainly would have remained at AIL. When AIL
became a private corporation in September 1945, Otto and Viola were
awarded salaries of $6,600 and $3,900, respectively. At Minnesota,
Otto returned to an annual compensation package of $4,300 as an associate
professor, and Viola was once again relegated to the role of unpaid
assistant.56 Otto was quite likely happy-at
a superficial level-in his work at AIL. As he admitted in a
revelatory letter written after his return to Minnesota, he had a "love
of 'gadgeteering' and applied science." But he had
come to see his facility with gadgeteering as related to a "weakness" for
becoming "immediately and perpetually immersed in a continual
flow of practical problems of immediate importance." Otto and
Viola Schmitt returned to Minnesota with the hope that they could
pursue a higher vision, untempted and unperturbed by distractions:
There is
one factor
which caused me to return &
here from an interesting and permanent engineering position at
a sacrifice of some fifty percent in income. This is the persistent
belief that fundamental biological phenomena can be understood
in relatively simple physical and chemical terms once the painstaking
effort has been made to study them adequately by quantitative
biophysical methods.57
Otto Schmitt would remain as a full-time faculty member at the University
of Minnesota for the duration of his long career, with two major
transitions in status: in 1949, he was named full professor; in 1983,
when he reached the age of 70 (mandatory retirement age at the time),
he became professor emeritus. A complete catalogue of his many research
activities during these years is not practical within the confines
of this relatively brief biographical treatment. Two major areas
of investigation stand out, however, and serve to illustrate his
central concern with a thoroughgoing biophysical approach in his
work. After his days at AIL, he returned to the detailed inquiries
of nerve function that he had begun as a graduate student. In the
spring of 1950, he offered an explanation of this line of investigation
to a visiting reporter:
It's just about been proved that a nerve carries impulses
to and from the brain electrically, on coaxial cables, much like
those used in television but on a miniature scale. We are trying
to find out how the nerve puts in the energy to keep the impulses
going. Our analysis tells us some details about the conversion
of the energy in a live nerve. It tells us there is a definite
surface in the nerve where liberation of electric energy takes
place. It also tells us something about the speed of the reaction
involved: when, during the nerve action, the energy is liberated,
and the kind of electric system from which it comes. From this
information we can begin to relate the electric to the biochemical
and physical-chemical processes which are somewhat better understood.58
| In 1950, Schmitt projected accurately that
his research on this front would continue for at least ten
more years. During this span, Otto, Viola, and various
graduate students made several additional summer trips to
Woods Hole,
where they could gain access to the coveted giant axons of
squid, which did not survive transport to the midwest. At
Minnesota,
Schmitt's research team extracted nerve fibers for their
tests from several hardier species including lobsters, which,
Schmitt joked, "serve[d] science in more ways than one": "Their
nerves go to research and what's left of them goes to satisfying
the appetites and building up the morale of the researchers!"59 |
| Otto Schmitt working with
two graduate students on equipment designed to explore
the nature of nerve transmission. Viola Schmitt is
in the foreground taking notes (reprinted from The
Minnesotan, vol. 3, April 1950, p. 1). |
|
The other major focal point of Schmitt's postwar research centered
on an effort to transfer technology that he had initially developed
at AIL for military purposes to his preferred area of activity: biomedicine.
Essentially, he took the three-dimensional oscilloscope that he had
originally employed for the presentation of radar images and attempted
to apply this to an improvement in the visual display of electrocardiographs.
Schmitt decided "to go the Europeans one better with their long
compound names," when he termed the resulting machine the stereovectorelectrocardiograph;
an abbreviated label, SVEC, soon emerged for obvious practical reasons.
Over a number of years, Schmitt and his assistants developed and
refined the SVEC; however, the basic idea behind the technology,
as outlined by a reporter in 1950, persisted:
The principle behind the electrocardiograph is this: When muscles
of the heart contract, electric currents are generated. These
currents flow to all parts of the body. The electrocardiograph
picks them up through electrodes, or "leads," attached
to six points on the body. The electric currents (and thus the
contraction of the heart muscles) are represented in the form
of a mathematical curve on a tape of graph paper, automatically
traced by a moving pen hooked up to the electrodes. . . .
Now, the Schmitt heart machine goes a step further than the
standard electrocardiograph. It has a built-in computer which,
when attached to an oscilloscope or a camera, provides a picture
of the heart voltage as it exists in space-in three dimensions
instead of one.60
Addressing cardiologists in 1962, Schmitt clarified an additional
important feature of the SVEC. A small computer built into the machine,
which he dubbed "the spatial resolver," allowed the three-dimensional
electrical image of the heart to "be turned this way and that,
as if held in the hands."61
Schmitt published numerous reports on his investigations, but, as
his career developed, he became decreasingly concerned with communicating
his ideas in written form. A former colleague observed that Otto
was "not a prolific writer," but was instead "an 'idea' man" whose
lab was "like a Mecca to electrocardiographers and biomedical
engineers, who came to seek new ideas."62 Toward
the end of his life, Otto became more systematic about distributing
his ideas to others (see Sidebar 4). The sole book in Schmitt's
bibliography is also emblematic of this tendency toward verbal rather
than written scientific communication. Electronic and Computer-Assisted
Studies of Bio-Medical Problems is in fact a verbatim transcript
of a three-day meeting that Schmitt organized in September 1961 (with
funding from the U.S. Public Health Service).63
Sidebar
4: Idea Stealing Program
As he told an interviewer in 1991, Otto became convinced
late in life that the most effective way to distribute his
many ideas was to allow them to be stolen:
"Let me tell you about the 'idea stealing program.' This is the
most rewarding thing. There are a lot of people who are very eager and competent
and intelligent; they're good money managers, they're promoters, salesmen,
but they don't have anything to promote. . . . If you receive one of these
eager fellows who come in and talk about themselves and how bright they are,
if you give one of these people the new idea-something well worth developing- it'll
be rejected. Do you know why? They just can't see it is of any good if it
is just given to them. But, if you act just a little stupid, fumble around the
ball, and expose this new idea under the covers of being a little dumb, if they
get this idea, they will run and just steal it. So I can get ideas stolen up
to about one a month by these people who are entrepreneurs, who are active politicians.
And so it's one way . . . of disseminating new things. This is a marketing
technique where what I want to do is to get the thing in service to people without
having to do all the financial and governmental mess for it."64 |
Soon after Schmitt's return to Minnesota from AIL, he established
a "semiformal biophysics faculty in the Graduate School
in
order to provide a vehicle for students doing Master's or Ph.D.
degrees in the multidiscipline of Biophysical Science." The
course-work requirements for these advanced degrees was minimal,
but the path toward a Ph.D. was especially rigorous, "requiring
proof of basic competence at about the Master's level in the
basic Biological , Physical, and Mathematical or Computational fields."65 Schmitt
recognized the imperative to get a graduate student "into productive
science before he is middle aged."66 Nonetheless,
among students at Minnesota, Schmitt had a reputation for leading
a slow-but fascinating-crawl toward the completion of a
doctoral degree.67 Roughly thirty students
did manage to finish their doctoral degrees under Schmitt during
his long tenure at Minnesota. In 1993, he reflected on the group
with almost paternal pride: "It's remarkable how many of
these students have become productive and famous in their own areas.
And, they keep coming back-each time with new titles."68
During the final decades of his teaching career, most of his classroom
contact with students took place in a Biophysics Course that he taught
each year. He employed an unconventional teaching style, which he
described in the following terms:
I let my students teach me. I raise questions, and then we explore
them. It's surprising how different it is from simply preaching.
Pretty soon a student will go off and research a topic further,
and eventually somebody is doing a thesis on it.69
At the end of his courses, Schmitt would present his students with
an exam consisting of three or four notoriously difficult questions-which
may or may not have been explicitly covered during class meetings.
In keeping with Schmitt's principle of self-directed learning,
he expected his students to spend time in the library to produce
acceptable test answers.70
In 1981, Schmitt asserted that he had "carefully avoided formation
of a Biophysics Department [emphasis his]" at the University
of Minnesota because "this entity would have to reside in one
or another school or college and would thus lose the symmetrical
multidisciplinary aspect of the program."71 A
report titled "Expansion of the University of Minnesota Program
in Biophysics," which Schmitt prepared for university administrators
during the 1959/60 academic year, suggests that Schmitt did harbor
departmental dreams earlier in his career. Indeed, the document contains
an explicit statement of such sentiments: "Ultimately a greatly
strengthened biophysics program is envisioned which will probably
involve the establishment of a Department of Biophysics within the
University structure."72
Otto Herbert Schmitt had many talents, but skillful maneuvering
within the byzantine politics of a large university was not among
them. Rather than an academic empire, Schmitt created a personal
fiefdom-and his territory was filled with electrical equipment.
Almost every one of the various profiles published about Schmitt
during the later stages of his career are accompanied by a portrait
of him before a bewildering array of laboratory apparatus. The
south half of the Physics Building basement served as the initial
locus of his postwar operations. In 1965, he transferred to "greatly
increased space" in ten rooms of a World War II-era "temporary" structure.
These labs in Temporary North Court Engineering (TNCE) served as
headquarters for Schmitt until his shift to emeritus status in 1983.
At that point, Otto (and Viola) took up diminished professional lodgings
in the basement of the old Music Education Building.73
As Otto Schmitt progressed past middle age at the University of
Minnesota, some of the distinctive aspects of his personality came
to have decidedly eccentric manifestations (see Sidebar 5). Schmitt
also developed a love for linguistic license that some of his peers
found frustrating. One of his colleagues vividly recounted this tendency:
I became aware of a game that Otto played. When he had an idea
to propose, he couched it in obscure language. On many occasions
I heard him propound these ideas to people who nodded politely
without having the faintest idea of what Otto was saying. [Someone]
assumed the role of asking Otto to explain what he meant. Otto
would then rephrase his idea in a more intelligible form. [Someone]
then asked for further clarification, and finally we got a statement
which we understood. Almost invariably it was a solid idea.74
Sidebar 5:
Eccentric Manifestations
On Otto's pockets:
"His pockets bulge with the essentials of everyday life. He carries with
him three watches, one on each wrist and a penwatch in his pocket ('you
have to have a nonreplicate redundancy tiebreaker'); several rulers; a flashlight
('to light up the page on conference programs when they have the lights
out!'); a 2-inch-high stack of membership cards for the various organizations
throughout the world to which he belongs; a handful of multicolor pens; a stack
of index cards filled with reminders and addresses of friends and former students
he'd like to contact; a surgical knife; a Navy electrician's knife;
a lighted magnifying glass; and packaged tasties, all keeping company with the
usual keys, airline tickets, and money."75
On Otto's tie clips:
"He had several working tie clips, including one with a slide rule, one
with an abacus, and one with a gun which could be charged with gunpowder. On
several occasions he brought dead silence to a large gathering by firing the
gun."76
On Otto's eating habits:
"He loved to eat and a great variety, once he boasted that he could have
a different breakfast 125 days in a row. His penchant for fun and mischief came
out also re food, e.g. he told with delight of serving chocolate covered grasshoppers
or canned rattlesnake to unsuspecting guests. After they expressed pleasure he
would tell them what they had eaten and then they would no longer like it."77
On Otto's Rogues Gallery:
"Many years ago he obtained an advanced version of the Polaroid camera.
He uses later models of the camera to photograph visitors for his 'Rogues
Gallery.' His 13 photo albums include over 2,000 pictures and at least six
Nobel Prize winners."78
On Otto's day-to-day data gathering:
"Schmitt is a . . . man of inordinate curiosity, a data junkie, the consummate
empiricist. He calls it 'keeping track of the world.' . . .
"Schmitt's laboratory . . . is wired
so that every time a door is opened, a graph
in his office records exactly when the door was
opened and how long it stayed open. Some of his
windows have similar sensors. So do his electrical
outlets. Those are connected to a master indicator
box in the front entranceway. If the coffeepot
is left on, Schmitt knows. If the compressors
or the distillation system in the lab aren't
working, he knows.
"Schmitt also records the instances of
all incoming phone calls. He knows if the phone
rang while he was away. It registers on another
graph.
"'Keeping track' is also part
of the reason Schmitt drives a 1962 Jeep and
a 1964 Buick (both have 'prosthetic fenders' covered
with epoxy fiberglass so they won't rust),
each with an altimeter, an accelerometer, an
incremental volt meter, an input-output ammeter,
and an instantaneous mileage meter."79 |
Otto's fondness for verbal play included a liberal use of
neologisms; one of the many terms that he coined has entered the
lexicon of scientists and engineers in a permanent and profound fashion:
biomimetics. The term made its first appearance in Webster's
Dictionary in 1974, accompanied by the following definition: "the
study of the formation, structure, or function of biologically produced
substances and materials (as enzymes or silk) and biological mechanisms
and processes (as protein synthesis or photosynthesis) especially
for the purpose of synthesizing similar products by artificial mechanisms
which mimic natural ones."80 This
idea had been inherent in Schmitt's own work since the early
stages of his career-including his effort to produce a device
that explicitly mimicked the electrical action of a nerve for his
doctoral research. By 1957, Schmitt had come to perceive what he
would later label "biomimetics" as a disregarded-but
highly significant-converse of the standard view of biophysics: "Biophysics
is not so much a subject matter as it is a point of view. It is an
approach to problems of biological science utilizing the theory and
technology of the physical sciences. Conversely, biophysics is also
a biologist's approach to problems of physical science and engineering,
although this aspect has largely been neglected."81
The exact date that Schmitt invented the word "biomimetics" is
unclear. However, he used the term at least as early as 1969, when
it appeared in the title of a paper he presented at the Third International
Biophysics Congress in Boston.82 An
informal survey of scientists now engaged in biomimetic science and
engineering reveals a minimal level of awareness of Schmitt's
linguistic contribution.83 But this
is consistent with a purposefully unaggressive approach that he had
adopted for the promotion of new concepts. One of Schmitt's
articles of faith was "Pavlov's Principle of Gradualness." As
a teenager, Otto had registered for an International Physiological
Conference that was to be held in Moscow. He had no intention of
attending but enjoyed the vicarious thrill of applying to participate.
The conference organizers sent Schmitt an envelope filled with meeting
materials including an engraved, multi-language version of the "Principle
of Gradualness" as conceived by the great Russian physiologist
Ivan Pavlov, which Schmitt kept posted on his laboratory wall throughout
his career.84 Late in life, Schmitt
paraphrased this principle as follows: "we must advance new
. . . ideas at a rate that will be slightly irritating, but not grossly
offensive to existing state of the art masters."85 Schmitt's
willingness-even eagerness-to have his best ideas "stolen," as
addressed in Sidebar 4, perhaps also partially explains the lack
of glory that he has garnered for coining the term "biomimetics."
Beyond Campus Borders
During the 1950s, 60s, and 70s, Schmitt's work at
the University of Minnesota was punctuated by frequent travel for professional
engagements across the nation and around the world. In 1960, for example,
Schmitt logged 80,577 miles of air travel. A few years later, Viola,
who frequently carted Otto to and from the airport, quipped in a letter
to her parents that "Willy (the Jeep) should be able to go out
there [to the airport] by himself by this time, but I still go along."86
If Schmitt sometimes struggled in his efforts to establish biophysics
as a unified discipline with a high degree of visibility at the University
of Minnesota, he-somewhat paradoxically-had more success
in such efforts at a national and international level. Schmitt played
a pivotal role in the founding of a number of professional societies
including the IEEE Engineering in Medicine and Biology Society, the
Biophysical Society, the Biomedical Engineering Society, the Association
for the Advancement of Medical Instrumentation, the International
Federation of Medical and Biological Engineering, and the International
Union of Pure and Applied Biophysics. He also played an important
part in a successful push to obtain a disciplinary funding source
for biophysics from the National Institutes of Health with the establishment
of the NIH Biophysics Study Section in the mid-1950s.87
Schmitt's political effectiveness on a national and international
level arose largely from his clear and compelling vision for biophysics
as a discipline (see Sidebar 6). Also it seems likely that colleagues
away from his home university would have been more inclined to view
Schmitt's eccentricities as harmless and amusing; while some
of Otto's fellow faculty members at the University of Minnesota
might have found his oddities distracting-perhaps even annoying-during
the day-to-day realities of campus life.
Sidebar 6:
Biophysics as a Discipline
Otto Schmitt offered a particularly cogent statement on his
conception of biophysics as a discipline in an unpublished
paper dated 4 May 1957:
"Historically, . . . as subject matter and theory
have grown in the sciences, we have seen the creation of
one after another specialty, each of which becomes a new
subject for subdivision. . . . So far there has been relatively
little recondensation of major areas because within our
lifetime science . . . has been expanding almost exponentially.
There has been mainly splintering, subdivision, and specialization.
Knowing the habits of exponentials, . . . you must realize
that this process cannot continue very long. Some sciences
must die and some must recombine. To date biochemistry
is the biggest single area of recombination. . . .
Biochemistry, the sister science to biophysics, . . .
began to grow to prominence in Liebig's time around
the middle of [the] last century and is now well established.
It has departments in every major school, it has its societies,
financial support, and a solid record of achievement.
"Biophysics is just starting to blossom even though
its growth started some years ago. We must expect it to
expand much as biochemistry did, but I suspect it has even
a larger destiny. . . .
"What do biophysicists work on scientifically and
technically? I have found it convenient in my own thinking
to separate their work into three categories of interests:
biophysical structure, biophysical function, and biophysical
organization.
"In the first category [biophysical structure], we
find such challenging topics as ultrastructure of cells
and macromolecules where we hope to learn the atomic and
molecular makeup of cells and tissues with the aid of electron
microscopy, X-ray diffraction, interference microscopy,
and allied techniques. Also included are such contrasting
items as the aerodynamic and hydrodynamic design of fishes
and birds and the mechanisms of antigen-antibody reactions.
"Under the biodynamics or function category we find
much of what is now of concern to physical science oriented
physiologists. How does a muscle utilize oxidative energy
efficiently at low temperature to produce mechanical movement?
Is the mechanism of color vision an antenna design problem
rather than a biochemical one? How do crabs keep track
of tidal cycles when isolated in a uniformly lighted room
away from the sea? What is the oscillatory pulse code modulating
mechanism common to vision, hearing, chemical senses and
proprioception? Can we design control mechanisms with dual
non-linear functions like those of the animal? How can
we measure bodily functions accurately with the aid of
biophysical instrumentation? Can we utilize artificial
links in temporarily disabled biological systems? How can
we find simple theoretical principles common to contraction,
secretion, electrical generation?
"In the last and most exciting category come problems
of brain function, conscious behavior, computer functions,
and the whole amazingly effective multiple electric and
chemical feedback and feed-ahead system which coordinates
the animal, or the plant for that matter."88 |
Schmitt also served on a number of corporate, military, and government
advisory panels during the postwar phase of his career. Two are especially
noteworthy. He served as chair of the Armed Forces-National
Research Council Bioastronautics Committee from 1958 through 1961-the
urgent, early years of the Space Race following the Soviet Sputnik
launches of 1957 . Schmitt led this twelve-member panel, which had
been established to facilitate communication between scientists and
engineers in the military and academic realms on biomedical topics
relevant to space exploration. Schmitt's committee had been
created with backing from the U.S. Air Force, which was vying in
the late 1950s with the newly formed National Aeronautics and Space
Administration for bureaucratic authority over the national drive
toward manned space flight. In short, NASA won this political turf
battle. As a result, a parallel advisory committee affiliated with
NASA came to supplant the role of the AF-NRC Bioastronautics Committee
in the early 1960s, as Schmitt's tenure as chair came to an
end.89
Beginning in 1971, Schmitt chaired a committee established by the
American Institute of Biological Sciences at the request of the Navy
to examine the possible biological effects of extremely low frequency
(ELF) magnetic fields. The question arose when the Navy proposed
to assemble a massive system of buried cable that would stretch across
much of northern Wisconsin. This ELF installation, which the Navy
dubbed Project Sanguine, would provide a worldwide communication
link with the nuclear-armed Polaris submarine fleet. Activists of
environmental, anti-military, and general not-in-my-backyard leanings
had raised the concern that the ELF magnetic fields generated by
the proposed system might be harmful to human health or to the ecosystems
of northern Wisconsin. During the early 1970s, Schmitt led the deliberations
of AIBS committee and initiated his own line of research on the topic.
After painstaking investigations in his own laboratory (with assistance
from graduate students including Bob Tucker) and careful consideration
by his committee, Schmitt "found no evidence that the Sanguine
fields constituted any demonstrable or even plausible detrimental
[biological] effects."90
Senior Statesman of Science and Engineering
Schmitt's research and extensive professional activities
brought him an impressive array of awards and honors during the final
decades of his career. In 1960, Schmitt received the Lovelace Foundation
Award from the Lovelace Foundation for Medical Education and Research.
Schmitt was granted the Morlock Award by the Institute of Electrical
and Electronics Engineers in 1963. The Franklin Institute presented
Schmitt with the John Price Wetherill Medal in 1972. In 1978, Schmitt
was inducted into the Minnesota Inventors Hall of Fame. A year later,
in 1979, he was elected to the National Academy of Engineering. In
1987, he received both the Centennial Medal from the Institute of
Electrical and Electronics Engineers and the Life Achievement Award
from the IEEE Engineering in Medicine and Biology Society. The Minnesota-based
Medical Alley Association presented Schmitt with the Medical Alley
Award in 1988. And in 1992 the Association for the Advancement of
Medical Instrumentation bestowed its Laufman Prize on Schmitt.
As Schmitt became increasingly secure in his status as a senior
statesman of science and engineering, a persistent personal concern
that his intellectual abilities were somehow misspent on mere electrical
gadgeteering pushed him toward a greater focus on more socially oriented
matters. "What I'm trying to do," he told a newspaper
reporter in 1981, "is to bring ideas to bear on the community,
not just on gadgets."91 Beginning
in the early 1970s, Schmitt was drawn to healthcare policy, which
he perceived as a realm in which debates were "usually resolved
by adversary policy procedures and judicial eloquence." Viewing
such policymaking procedures as irrational and-literally-unhealthy,
Schmitt strove toward the "possibility of improving [medicine]
significantly, both economically and medically, via algorithmic Biophysical
Science insight and research."92
However, within Schmitt's vigorously rational approach to healthcare
was an allowance for a real-if not fully understood-relationship
between mind and body. He expressed his perception to an interviewer
in 1991 that "current medical people do not think that you're
able mentally to do major things to your regular health and body
functions"; by contrast, Schmitt firmly believed that mind and
body "are very heavily related . . . so that much of your sickness
and your disease . . . are intimately related to neural phenomena."93 Schmitt's
dually mathematical and spiritual approach to health and wellness
is perhaps best encapsulated in his Santosha Index, which he developed
in the 1970s. "Santosha" is a Sanskrit word meaning "the
best combination of all good things." Schmitt designed the Santosha
Index to provided a quantitative measure for an individual's
quality of life, by combining numerical ratings for various factors
including "fear of death, sex drive, fulfillment, business plans,
fame, wealth, research goals, ethics, and shared consciousness."94
Schmitt's general interest in paranormal phenomena-which
dated back to his childhood experience of his grandmother's
death-became more pronounced later in his life. His general
stance on the topic was that "there are frauds, but there is
also important reality."95 He was
willing to take seriously the possibility of some people possessing
telekinetic powers. In an interview he spoke of one woman in particular, "a
senior psychiatric nurse at Mayo Clinic," who had "discovered
she had almost unlimited ability to bend forks simply by wishing
it and gently turning them with a finger with no effort." Schmitt
asserted that "there's not much doubt about it's being
real," but he added: "the magnetic effects-nobody
knows about that." However, he went on to offer broad-ranging
suppositions informed by a lifetime of work with electromagnetic
phenomena:
I suspect that there is another whole layer of biomathematics
dealing with these mental processes-radiation-like phenomena,
but probably not just ordinary Maxwell's Equations things.
. . . We traditionally think of electromagnetic fields as having
an H vector and an E vector and that each generates the other
. . . so I came up with this notion that there could be a non-orthogonal
electromagnetic field which of course wouldn't really
bother with the shielded wires and so on, have different properties,
and that Maxwell simply hadn't run his mathematics into
these special mathematics.96
Perhaps foremost among his late-life goals was a desire to pass
on his open-minded, creative, and rational approach to problem-solving.
He worked about once a month with local sixth graders in a high-achievement
program to expose them to what he termed "mental jogging." Drawing
on a conversation with Schmitt, a reporter offered the following
explanation of this analytic technique:
"Mental jogging" involves approaching any problem "simultaneously
down three paths to tackle it in three different ways." The
three paths, Schmitt said, are high level philosophy, "just
feelings," and technical facts-and if all of the
answers received to a particular problem are identical when
approached from all three directions, "you can be pretty
sure you are right. If you don't get a consensus, do your
homework over."97
In the late 1970s and early 1980s, Schmitt imagined an elaborate
institutional manifestation for his vision of improved creativity
and accelerated invention, which he called a Center for Innovation
and Technology Utilization or CITU (see Sidebar 7). Although Schmitt's
CITU proposal would remain unfulfilled, the details of the plan stand
as testament to the broad scope of his late-life interests.
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